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Donna B. Lawson oversees the broker/dealer compliance program and registration responsibilities for the firm. Ms. Lawson has more than 18 years of experience in the securities industry, with 14 of those in compliance-related positions. She began her career in 1987 holding positions in the due diligence and operations areas of independent broker/dealer firms. Ms. Lawson joined First Allied in December 1994 and has been the firm's Chief Compliance Officer since 1996, where she works closely with the Supervision and Legal departments. Ms. Lawson is a current member of the New York Stock Exchange Continuing Education Content Committee. She has served on the FINRA District 2 Committee and was the Chair of the Financial Planning Association's 1999 Compliance Advisory Council. She has a Bachelor of Science degree in Business Management and holds the following securities licenses: Series 7, 24, 63, 53, 65 and 4. | 