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Mr. Hennessy has served as Director and President of Hennessy Advisors, Inc. since 1989, as President and Investment Manager of The Hennessy Funds, Inc. since 1996 and as Director and President of Hennessy Mutual Funds, Inc. since 2000. He is the Portfolio Manager to six no-load mutual funds. Mr. Hennessy started his financial career over 25 years ago as a broker at Paine Webber. Mr. Hennessy has served as an expert witness to the securities industry since 1989, and has heard approximately four hundred and fifty cases to date in which he has prepared, reviewed, consulted, and evaluated securities sensitive issues. Mr. Hennessy served as the Co-Chairman of the National Association of Securities Dealer Business Conduct Committee District 1 from 1987 to 1989 and Chairman in 1994. Mr. Hennessy is the brother of Dr. Brian A. Hennessy. | 